SFC Licences of YUM Sum Yi 任心怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 | RE | 4 | 16 January 2023 | |
| KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 | RE | 1 | 16 January 2023 | |
| KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 | RE | 9 | 21 May 2021 | |
| KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 | RE | 4 | 23 July 2019 | 16 January 2023 |
| KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 | RE | 1 | 23 July 2019 | 16 January 2023 |