SFC Licences of ZHANG Xuelai 張雪來
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 04 May 2020 | 18 February 2022 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 15 April 2020 | 18 February 2022 |
| UBS Securities Hong Kong Limited | RE | 7 | 11 July 2019 | 16 January 2020 |
| UBS Securities Hong Kong Limited | RE | 1 | 11 July 2019 | 16 January 2020 |
| UBS Securities Asia Limited | RE | 2 | 11 July 2019 | 16 January 2020 |
| UBS Securities Asia Limited | RE | 1 | 11 July 2019 | 16 January 2020 |