SFC Licences of LIU Ye 劉叶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 15 October 2021 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 15 October 2021 | |
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 | RE | 9 | 21 May 2021 | 19 September 2021 |
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 | RE | 4 | 21 May 2021 | 19 September 2021 |
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 | RE | 1 | 21 May 2021 | 19 September 2021 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 | RE | 1 | 25 June 2019 | 19 March 2021 |