SFC Licences of LIU Yikai 劉奕愷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 28 February 2022 | |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 28 June 2019 | 28 January 2022 |