SFC Licences of UREN Paul Stephen James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| JPMorgan Chase Bank, National Association | 6 | 08 October 2020 | ||
| JPMorgan Chase Bank, National Association | 4 | 08 October 2020 | ||
| JPMorgan Chase Bank, National Association | 1 | 08 October 2020 | ||
| J.P. Morgan Securities (Asia Pacific) Limited | 6 | 08 October 2020 | ||
| J.P. Morgan Securities (Asia Pacific) Limited | 4 | 08 October 2020 | ||
| J.P. Morgan Securities (Asia Pacific) Limited | 1 | 08 October 2020 | ||
| J.P. Morgan Securities (Far East) Limited | RO | 6 | 04 June 2020 | |
| J.P. Morgan Securities (Far East) Limited | RO | 4 | 04 June 2020 | |
| J.P. Morgan Securities (Far East) Limited | RO | 1 | 04 June 2020 | |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 31 July 2019 | 04 June 2020 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 31 July 2019 | 04 June 2020 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 31 July 2019 | 04 June 2020 |