SFC Licences of CAI Mingzhu 蔡明珠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 23 March 2023 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 23 March 2023 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 29 July 2019 | 18 August 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 29 July 2019 | 18 August 2021 |