SFC Licences of LEI Anran 雷安然

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 10 February 2022
CLSA Limited 中信里昂證券有限公司
RE 1 21 December 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 21 December 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1, 4 14 August 2020 06 August 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1, 4 26 June 2019 26 January 2020