SFC Licences of LEE Joon Woo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 08 July 2021 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 08 July 2021 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 30 August 2019 | 21 May 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 30 August 2019 | 21 May 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 30 August 2019 | 21 May 2021 |