SFC Licences of LIAO Yuan 廖媛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 13 November 2020 11 October 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 13 November 2020 11 October 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 13 November 2020 11 October 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 30 August 2019 24 June 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 30 August 2019 24 June 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 30 August 2019 24 June 2020