SFC Licences of LIAO Yuan 廖媛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 13 November 2020 | 11 October 2023 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 13 November 2020 | 11 October 2023 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 13 November 2020 | 11 October 2023 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 30 August 2019 | 24 June 2020 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 30 August 2019 | 24 June 2020 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 30 August 2019 | 24 June 2020 |