SFC Licences of GUO Chaofan 郭超凡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 August 2019 | 21 February 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 13 August 2019 | 21 February 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 13 August 2019 | 21 February 2020 |
Merrill Lynch Far East Limited | RE | 1 | 13 August 2019 | 21 February 2020 |
Merrill Lynch Far East Limited | RE | 4 | 13 August 2019 | 21 February 2020 |
Merrill Lynch Far East Limited | RE | 6 | 13 August 2019 | 21 February 2020 |