SFC Licences of CHAK Wai Nga 翟偉雅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Metaverse Securities Limited 元宇證券有限公司 | RE | 9 | 03 May 2023 | |
Metaverse Securities Limited 元宇證券有限公司 | RE | 4 | 03 May 2023 | |
Metaverse Securities Limited 元宇證券有限公司 | RE | 1 | 03 May 2023 | |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 07 May 2021 | 02 March 2023 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 07 May 2021 | 02 March 2023 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 07 May 2021 | 02 March 2023 |
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 | RE | 6 | 09 December 2019 | 07 April 2021 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 15 July 2019 | 07 April 2021 |