SFC Licences of HU Liang 胡量

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 21 June 2021 05 January 2024
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 11 February 2021 21 May 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 11 February 2021 21 May 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 11 February 2021 21 May 2021
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 30 August 2019 18 November 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 30 August 2019 18 November 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 30 August 2019 18 November 2020