SFC Licences of CHAWLA Ram-raj Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fiera Capital (Asia) Hong Kong Limited 凱華投資香港有限公司 | RE | 9 | 25 June 2021 | 08 February 2023 |
| LIM Advisors Limited | RE | 9 | 19 July 2019 | 15 July 2020 |