SFC Licences of KWOK Ka Shing 郭家誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 29 September 2020 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 29 September 2020 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 29 September 2020 | |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 | RE | 1 | 06 August 2019 | 27 September 2020 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 | RE | 2 | 06 August 2019 | 27 September 2020 |