SFC Licences of HAI Yangguangyi 海楊广益

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 07 September 2021
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司
RE 1 01 June 2020 22 August 2021
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司
RE 6 18 May 2020 22 August 2021
Transpac Capital Limited 匯亞資金管理有限公司
RE 4, 6, 9 26 August 2019 26 April 2020