SFC Licences of HAI Yangguangyi 海楊广益
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 07 September 2021 | |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 07 September 2021 | |
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 01 June 2020 | 22 August 2021 |
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 18 May 2020 | 22 August 2021 |
Transpac Capital Limited 匯亞資金管理有限公司 | RE | 4 | 26 August 2019 | 26 April 2020 |
Transpac Capital Limited 匯亞資金管理有限公司 | RE | 6 | 26 August 2019 | 26 April 2020 |
Transpac Capital Limited 匯亞資金管理有限公司 | RE | 9 | 26 August 2019 | 26 April 2020 |