SFC Licences of LIU Ruby Ching Yee 廖靖怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 19 October 2020 | |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 19 October 2020 | |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 9 | 24 July 2019 | 04 August 2020 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 4 | 24 July 2019 | 20 January 2020 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 24 July 2019 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 24 July 2019 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 24 July 2019 | |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 24 July 2019 |