SFC Licences of CHEN Yang 陈阳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 03 August 2021 | |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 03 August 2021 | |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 08 August 2019 | 05 July 2021 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 08 August 2019 | 05 July 2021 |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 08 August 2019 | 05 July 2021 |