SFC Licences of CHEN Yang 陈阳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Capital Limited 招銀國際融資有限公司 RE 6 03 August 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 1 03 August 2021
J.P. Morgan Securities (Far East) Limited RE 6 08 August 2019 05 July 2021
J.P. Morgan Securities (Far East) Limited RE 1 08 August 2019 05 July 2021
J.P. Morgan Securities (Far East) Limited RE 4 08 August 2019 05 July 2021