SFC Licences of TSE Hillary Wai Yi 謝瑋懿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 04 December 2023 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 September 2021 | 28 July 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 26 August 2019 | 28 July 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 26 August 2019 | 01 September 2021 |