SFC Licences of MA Yao 马尧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RO 6 23 August 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RO 4 23 August 2021
CLSA Limited 中信里昂證券有限公司 RO 4 23 August 2021
CLSA Limited 中信里昂證券有限公司 RO 1 23 August 2021