SFC Licences of LI Wenxin 李文昕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 28 February 2022 | |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 28 February 2022 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 28 February 2022 | |
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 | RE | 6 | 08 December 2021 | 17 December 2021 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 6 | 13 August 2019 | 09 November 2021 |