SFC Licences of LI Wenxin 李文昕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 28 February 2022
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 28 February 2022
BOCI Securities Limited 中銀國際證券有限公司 RE 1 28 February 2022
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 RE 6 08 December 2021 17 December 2021
Glory Sun Securities Limited 寶新證券有限公司 RE 6 13 August 2019 09 November 2021