SFC Licences of WEN Baoxin 溫寶馨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 25 November 2021 | 11 October 2023 |
| Evercore Asia Limited | RE | 1 | 26 September 2019 | 30 September 2021 |
| Evercore Asia Limited | RE | 4 | 26 September 2019 | 30 September 2021 |
| Evercore Asia Limited | RE | 6 | 26 September 2019 | 30 September 2021 |