SFC Licences of TSE Man Yin, Jason 謝文硯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FountainCap Research & Investment (Hong Kong) Co., Limited 方瀛研究與投資(香港)有限公司 | RE | 9 | 26 May 2022 | |
FountainCap Research & Investment (Hong Kong) Co., Limited 方瀛研究與投資(香港)有限公司 | RE | 4 | 26 May 2022 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 15 August 2019 | 10 August 2020 |