SFC Licences of LIN Man Shan, Mason 林漫山
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Schonfeld Strategic Advisors (Hong Kong) Limited | RE | 9 | 03 October 2023 | |
UBS Securities Hong Kong Limited | RE | 2 | 13 September 2022 | 20 July 2023 |
UBS Securities Hong Kong Limited | RE | 1 | 13 September 2022 | 20 July 2023 |
UBS Securities Asia Limited | RE | 2 | 13 September 2022 | 20 July 2023 |
UBS Securities Asia Limited | RE | 1 | 13 September 2022 | 20 July 2023 |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 12 August 2019 | 26 August 2022 |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 12 August 2019 | 26 August 2022 |