SFC Licences of CHENG Nga Man 鄭雅文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 November 2022 | 30 March 2023 |
New Region Securities Company Limited 恒盛證券有限公司 | RE | 9 | 09 December 2021 | 31 October 2022 |
New Region Securities Company Limited 恒盛證券有限公司 | RE | 1 | 09 December 2021 | 31 October 2022 |
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 4 | 03 September 2019 | 01 August 2020 |
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 1 | 03 September 2019 | 01 August 2020 |