SFC Licences of CHENG Nga Man 鄭雅文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 29 November 2022 30 March 2023
New Region Securities Company Limited 恒盛證券有限公司 RE 9 09 December 2021 31 October 2022
New Region Securities Company Limited 恒盛證券有限公司 RE 1 09 December 2021 31 October 2022
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 4 03 September 2019 01 August 2020
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 1 03 September 2019 01 August 2020