SFC Licences of ZHAO Zefen 趙則芬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 9 15 January 2021 02 June 2022
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 4 31 December 2020 02 June 2022
Yue Xiu Securities Company Limited 越秀証券有限公司
RE 4 18 September 2019 30 November 2020