SFC Licences of ZHAO Zefen 趙則芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 15 January 2021 | 02 June 2022 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 4 | 31 December 2020 | 02 June 2022 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 4 | 18 September 2019 | 30 November 2020 |