SFC Licences of LIU Ka Wai 廖嘉偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| iFAST Securities (HK) Limited 奕豐證券(香港)有限公司 | RE | 1 | 25 November 2020 | 30 April 2021 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 | RE | 4 | 25 November 2020 | |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 | RE | 1 | 25 November 2020 | |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 1 | 26 September 2019 | 09 November 2020 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 4 | 26 September 2019 | 09 November 2020 |