SFC Licences of GAO Xiaoyu 高小愚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
RE | 1, 6 | 12 May 2020 | 07 April 2021 |
| First Ocean Asset Management Company Limited 瀚海資產管理有限公司 |
RE | 4, 9 | 03 September 2019 | 07 April 2021 |