SFC Licences of LIU Ziyuan 劉子源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 25 May 2020 | |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 13 May 2020 | |
SDHG International Asset Management Limited 山高國際資產管理有限公司 | RE | 9 | 31 October 2019 | 08 April 2020 |
SDHG International Asset Management Limited 山高國際資產管理有限公司 | RE | 4 | 31 October 2019 | 08 April 2020 |