SFC Licences of LIU Ziyuan 劉子源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Securities Limited 建銀國際證券有限公司 RE 1 25 May 2020
CCB International Securities Limited 建銀國際證券有限公司 RE 4 13 May 2020
SDHG International Asset Management Limited 山高國際資產管理有限公司 RE 9 31 October 2019 08 April 2020
SDHG International Asset Management Limited 山高國際資產管理有限公司 RE 4 31 October 2019 08 April 2020