SFC Licences of SHEN Ran 沈然

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1, 4 22 March 2021
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 10 September 2019 24 February 2021
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 4 10 September 2019 24 February 2021