SFC Licences of PU Frank Chang 普傳義
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 6 | 03 November 2021 | 26 February 2024 |
Merrill Lynch Far East Limited | RE | 4 | 03 November 2021 | 26 February 2024 |
Merrill Lynch Far East Limited | RE | 1 | 03 November 2021 | 26 February 2024 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 03 November 2021 | |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 03 November 2021 | |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 November 2021 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 09 September 2019 | 11 March 2021 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 09 September 2019 | 11 March 2021 |