SFC Licences of TONG Ka Keung 湯家强
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Novel Wealth Management Limited 諾緯資產管理有限公司 | RO | 4 | 12 April 2024 | |
| Novel Wealth Management Limited 諾緯資產管理有限公司 | RO | 1 | 12 April 2024 | |
| Novel Wealth Management Limited 諾緯資產管理有限公司 | RE | 4 | 13 December 2022 | 12 April 2024 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 | RE | 1 | 13 December 2022 | 12 April 2024 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 | RE | 9 | 13 December 2022 | |
| Bluestone Securities (HK) Co., Limited 青石證券(香港)有限公司 | RE | 1 | 10 October 2019 | 01 June 2021 |