SFC Licences of LAU Pak Kin Patric 劉栢堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Funderstone Asset Management (HK) Limited | RO | 9 | 26 August 2022 | |
| Funderstone Securities Limited | RO | 9 | 26 August 2022 | |
| Funderstone Futures Limited | RO | 9 | 26 August 2022 | |
| Funderstone Futures Limited | RE | 2 | 26 August 2022 | |
| Funderstone Securities Limited | RE | 9 | 06 September 2019 | 26 August 2022 |
| Funderstone Securities Limited | RE | 1 | 06 September 2019 | |
| Funderstone Securities Limited | RE | 4 | 06 September 2019 |