SFC Licences of LAU Ching Yan 劉靖欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 13 September 2019 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 13 September 2019 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 13 September 2019 |