SFC Licences of SHAO Tianyi 邵天一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 06 January 2021 | 25 August 2021 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 13 September 2019 | 25 August 2021 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 13 September 2019 | 25 August 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 13 September 2019 | 06 May 2020 |