SFC Licences of WU Ruoying 吳若滢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 11 November 2021
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 11 November 2021
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 4 21 October 2021
AMTD Global Markets Limited 尚乘環球市場有限公司
RE 4 13 September 2019 29 August 2021