SFC Licences of SHENG Yuan 盛遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 4 | 02 August 2021 | |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 1 | 02 August 2021 | |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 9 | 17 May 2021 | |
Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 | RE | 9 | 22 October 2020 | 24 December 2020 |
BOSC International Company Limited 上銀國際有限公司 | RE | 9 | 26 September 2019 | 27 September 2020 |