SFC Licences of LAU Him Chun 劉謙進
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 08 September 2021 | 18 July 2023 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 08 September 2021 | 18 July 2023 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 08 September 2021 | 18 July 2023 |
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 | RE | 6 | 04 November 2019 | 02 January 2020 |