SFC Licences of CHIU Carmen Gar Min 趙嘉雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 7 | 02 August 2022 | |
UBS Securities Hong Kong Limited | RE | 1 | 02 August 2022 | |
UBS Securities Asia Limited | RE | 2 | 02 August 2022 | |
UBS Securities Asia Limited | RE | 1 | 02 August 2022 | |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 23 September 2019 | 26 March 2022 |