SFC Licences of CHIU Carmen Gar Min 趙嘉雯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 7 02 August 2022
UBS Securities Asia Limited RE 2 02 August 2022
UBS Securities Hong Kong Limited RE 1 02 August 2022
UBS Securities Asia Limited RE 1 02 August 2022
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 23 September 2019 26 March 2022