SFC Licences of CUI Jiaming 崔家鳴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 17 December 2021 23 February 2024
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 17 December 2021 23 February 2024
Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 RE 6 17 November 2020 15 September 2021
Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 RE 4 17 November 2020 15 September 2021
Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 RE 1 17 November 2020 15 September 2021
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 23 September 2019 05 September 2020
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 23 September 2019 05 September 2020