SFC Licences of SUN Ruotian 孫若天

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 1, 4, 6 16 November 2020
CLSA Limited 中信里昂證券有限公司
RE 1, 4 25 September 2019 10 September 2020
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 25 September 2019 10 September 2020