SFC Licences of SUN Ruotian 孫若天

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 6 16 November 2020
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 16 November 2020
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 1 16 November 2020
CLSA Limited 中信里昂證券有限公司 RE 1 25 September 2019 10 September 2020
CLSA Limited 中信里昂證券有限公司 RE 4 25 September 2019 10 September 2020
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 25 September 2019 10 September 2020
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 25 September 2019 10 September 2020