SFC Licences of SUN Ruotian 孫若天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 16 November 2020 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 16 November 2020 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 16 November 2020 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 25 September 2019 | 10 September 2020 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 25 September 2019 | 10 September 2020 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 25 September 2019 | 10 September 2020 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 25 September 2019 | 10 September 2020 |