SFC Licences of CAO Xinyue
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Polymer Capital Management (HK) Limited 柏駿資本管理(香港)有限公司 | RE | 9 | 19 January 2021 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 25 September 2019 | 11 December 2020 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 25 September 2019 | 11 December 2020 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 25 September 2019 | 11 December 2020 |