SFC Licences of SHI Zhuoyue 石琢玥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 6 11 September 2023
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 11 September 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 29 March 2021 28 July 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 29 March 2021 28 July 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 29 March 2021 28 July 2023
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 14 October 2019 05 August 2020
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 14 October 2019 05 August 2020