SFC Licences of SHI Zhuoyue 石琢玥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 11 September 2023 | |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 11 September 2023 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 29 March 2021 | 28 July 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 29 March 2021 | 28 July 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 29 March 2021 | 28 July 2023 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 14 October 2019 | 05 August 2020 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 14 October 2019 | 05 August 2020 |