SFC Licences of LEE Ka Wa 李嘉華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CBH Asia Limited 瑞金亞洲有限公司 | RE | 9 | 01 September 2021 | 03 February 2023 |
CBH Asia Limited 瑞金亞洲有限公司 | RE | 4 | 17 August 2021 | 03 February 2023 |
CBH Asia Limited 瑞金亞洲有限公司 | RE | 1 | 17 August 2021 | 03 February 2023 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 10 May 2021 | 22 July 2021 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 09 October 2019 | 22 July 2021 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 09 October 2019 | 22 July 2021 |