SFC Licences of WU James Hin Nam 胡軒男
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 16 April 2021 | 16 August 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 16 April 2021 | 16 August 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 16 April 2021 | 16 August 2023 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 21 October 2019 | 18 February 2021 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 21 October 2019 | 18 February 2021 |