SFC Licences of YAO Xinchen 姚昕辰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMBC International Capital Limited 民銀資本有限公司 | RE | 1 | 09 April 2020 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 09 April 2020 | |
| CMBC International Capital Limited 民銀資本有限公司 | RE | 6 | 13 February 2020 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 14 October 2019 | 31 December 2019 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 14 October 2019 | 31 December 2019 |