SFC Licences of CHAN Samuel Sek Wei 陳惜偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 6 | 27 February 2024 | |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 4 | 27 February 2024 | |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 1 | 27 February 2024 | |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 6 | 14 May 2021 | 27 February 2024 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 28 April 2021 | 27 February 2024 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 28 April 2021 | 27 February 2024 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 30 November 2020 | 17 February 2021 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 4 | 30 October 2019 | 17 February 2021 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 30 October 2019 | 17 February 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 30 October 2019 | 17 February 2021 |