SFC Licences of YANG Lu 楊露

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Capital Limited 招銀國際融資有限公司 RE 6 08 September 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 1 08 September 2021
AMTD Global Markets Limited 尚乘環球市場有限公司 RE 1 18 May 2020 25 June 2021
AMTD Global Markets Limited 尚乘環球市場有限公司 RE 6 18 May 2020 25 June 2021
AMTD Global Markets Limited 尚乘環球市場有限公司 RE 4 14 October 2019 25 June 2021