SFC Licences of HAO Zhennan 郝振楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 29 November 2022 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 29 November 2022 | |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 02 July 2020 | 04 November 2022 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 08 June 2020 | 04 November 2022 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 17 October 2019 | 12 May 2020 |