SFC Licences of CAO Zinan 曹梓楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 23 June 2022 | 27 February 2023 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 23 June 2022 | |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 05 May 2021 | 10 June 2022 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 05 May 2021 | 10 June 2022 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 13 April 2021 | 10 June 2022 |
KPMG Corporate Finance Limited 畢馬威企業財務有限公司 | RE | 6 | 23 January 2020 | 15 January 2021 |