SFC Licences of CAO Zinan 曹梓楠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 23 June 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 23 June 2022
CCB International Capital Limited 建銀國際金融有限公司 RE 4 05 May 2021 10 June 2022
CCB International Capital Limited 建銀國際金融有限公司 RE 1 05 May 2021 10 June 2022
CCB International Capital Limited 建銀國際金融有限公司 RE 6 13 April 2021 10 June 2022
KPMG Corporate Finance Limited 畢馬威企業財務有限公司 RE 6 23 January 2020 15 January 2021