SFC Licences of XIONG YAN 熊岩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 27 September 2021 | |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 30 October 2019 | 24 August 2021 |